Regulatory Information

MHA Monahans Group LLP, MHA Monahans Audit LLP and MHA Monahans Limited are limited liability entities that trade as MHA Monahans and that are registered in England & Wales under registration numbers OC435415, OC435412 and 03024914 respectively and whose registered office is 38-42 Newport Street, Swindon SN1 3DR.

In respect of MHA Monahans Group LLP and MHA Monahans Audit LLP, the term “partner“ indicates a member of the LLP who is not in partnership for the purposes of the Partnership Act 1890, and a list of members is available from the registered office.

MHA Monahans Group LLP

Licenced by the Institute of Chartered Accountants in England and Wales to carry out the reserved legal activity of non-contentious probate in England and Wales.

Regulated for a range of investment business activities by the Institute of Chartered Accountants in England and Wales.

MHA Monahans Group LLP trading as MHA Monahans is a member of MHA, an independent member of Baker Tilly International Limited, the members of which are separate and independent legal entities, further details of which can be found at mha-uk.co.uk and bakertillyinternational.com respectively.

MHA Monahans Audit LLP

Registered to carry on audit work in the UK by the Institute of Chartered Accountants in England and Wales. Details of our audit registration can be viewed at www.auditregister.org.uk under reference number C008859176.

The audit regulations can be accessed at www.icaew.com/regulations

The ethical standards for auditors can be accessed at www.frc.org.uk

MHA Monahans Audit LLP trading as MHA Monahans is a member of MHA, an independent member of Baker Tilly International Limited, the members of which are separate and independent legal entities, further details of which can be found at mha-uk.co.uk and bakertillyinternational.com respectively.

MHA Monahans Limited

MHA Monahans Limited is a wholly owned subsidiary of MHA Monahans Group LLP and trades as MHA Monahans.

MHA Monahans Group LLP – Business Recovery & Insolvency

Licencing

Work undertaken under insolvency appointments is subject to insolvency law and regulation, Court practice notes and Statements of Insolvency Practice. Partners and directors appointed as insolvency practitioners are licensed to act in the United Kingdom by the Institute of Chartered Accountants in England and Wales, the Association of Chartered Certified Accountants or the Insolvency Practitioners Association.

Steve Elliott is licensed to act as an insolvency practitioner in the UK by the Insolvency Practitioners Association (IPA).

Liability

Partners and directors acting as administrators or administrative receivers or receivers contract as agents and without personal liability.

Complaints

Most disputes can be resolved amicably either through the provision of further information or following negotiations. However, in the event that you have exhausted our complaints procedure and you are not satisfied that your complaint has been resolved or dealt with appropriately, you may complain to the regulatory body that licences the insolvency practitioner concerned. Any such complaints should be addressed to The Insolvency Service, IP Complaints, 3rd Floor, 1 City Walk, Leeds, LS11 9DA; or you may email ip.complaints@insolvency.gsi.gov.uk; or you may phone 0845 602 9848 or visit https://www.gov.uk/complain-about-insolvency-practitioner where you will find further information on how you may pursue the complaint.

Professional Indemnity Policy

Professional indemnity insurance cover is provided to MHA Monahans Group LLP, MHA Monahans Audit LLP and MHA Monahans Limited by Royal and Sun Alliance Insurance plc, Axis Specialty Europe SE, CAN Insurance Company Limited, Allied World Assurance Company (Europe) dac, and Liberty Mutual Insurance Europe SE.

MHA Monahans Wealth Management

MHA Monahans Wealth Management is a trading name of Monahans Financial Services Limited.

Monahans Financial Services Limited is authorised and regulated by the Financial Conduct Authority. Registered office: Fortescue House, Court Street, Trowbridge, Wiltshire, BA14 8FA. Registered in England, number 03710646.

Monahans Financial Services Limited, trading as MHA Monahans Wealth Management, is an independent member of MHA and an independent member of Baker Tilly International Limited; the members of which are separate and independent legal entities.

The Financial Ombudsman Service (FOS) is an agency for arbitrating on unresolved complaints between regulated firms and their clients. Full details of the FOS can be found on its website at www.financial-ombudsman.org.uk